The SEC Is Watching: What Heightened AI Disclosure Scrutiny and the 2027 Examination ...
The SEC communicated that exams will assess AI -related cybersecurity risks , including how firms prepare for AI -generated phishing, deepfake ...
SEC 180
Organization · also: Securities and Exchange Commission
SEC Exam Priorities 2027 Emphasize AI Threats , Collaboration, Cross-Agency Coordination
Registrants must consider increased threats from AI -enabled cyberattacks. · Relationships with proxy advisory firms are subject to greater scrutiny.
What Anthropic's Risk Disclosures Reveal About the Value of SEC Reporting
... risk management . Pagach emphasizes that preparing SEC risk ... What AI Reinforcement Learning Can Teach Us About Enterprise Risk Management .
Document - SEC.gov
Document...risksand protecting national security. Wiz delivers an easy-to-use ... •Protect against newthreatsemerging due to the advancement of AI …
SOUNDHOUNDAI, INC. SEC 10-K Report - Trading View
The report provides a comprehensive overview of the company's financial performance, business operations, strategic initiatives, and therisksit must …
SEC to Hold Roundtable on Artificial Intelligence- The Presidential Prayer Team
The Presidential Prayer Team The SEC stated, “The AI roundtable will discuss therisks, benefits, and governance of AI in the financial industry.“ SEC Acting Chairman Mark …
SEC Enforcement Trends for 2025 — Shadow Trading,Artificial Intelligence(AI), and Crypto
JD Supra In its recently released 2025 Division of Examination Priorities, the SEC announced it was prioritizing “perennial and emergingriskareas, such as …
AirshipAIHoldings, Inc. SEC 10-K Report - Trading View
AI Risks : The company faces risks related to the use of AI, including potential reputational harm or liability if AI algorithms are flawed or …
SEC to Host Roundtable on Artificial Intelligence
SEC.gov The SEC will hold a roundtable discussion onartificial intelligenceand examine therisks, benefits, and governance of it in the financial …
SEC to Consider How to HarmonizeAI-Related Disclosures Across Industries
PYMNTS.com Artificial intelligence(AI) and retail investor fraud will be the ...risksand opportunities at a time when therisksposed by AI are …
Advising boards onAI-related disclosure and governance obligations
| Governance Intelligence The SEC has warned against 'AI washing' and using boilerplate language inAI-relatedriskdisclosures, Ryan Adams and Scott Lesmes write …
SEC heightens enforcement for AI related disclosures - Norton Rose Fulbright
As AI continues to drive business innovation, more companies are not only developing AI tools but also increasingly applying these technologies in …
Action Items for U.S. Public Companies for 2025 | Data Matters Privacy Blog
Data Matters - Sidley Austin LLPRapid rulemaking and aggressive enforcement by the SEC, combined with legislative, judicial, and regulatory developments, have created new …
SEC Comment Letter Trend:AI-Related Disclosures
The Harvard Law School Forum on Corporate Governance To address this concern, the SEC has released guidance on AI washing, conflicts of interest, systemicrisk, and fraud related to AI. ...risksto using …
Regulation & PolicyGovernance & Risk ManagementEducationBanking & Finance
SEC Chair Gensler warns of AI risksin financial markets - Yahoo Finance
Securities and Exchange Commission (SEC) Chair Gary Gensler speaks with Yahoo Finance Reporter Jennifer Schonberger to discuss the potential …
AIDisclosures Under the Spotlight: SEC Expectations for Year-End Filings | JD Supra
Specifically, they have expressed a keen interest in how companies disclose their AI usage, business strategy, andrisk. Below, is a summary of the …
AIDisclosures Under the Spotlight: SEC Expectations for Year-End Filings - Law.com
Specifically, they have expressed a keen interest in how companies disclose their AI usage, business strategy, andrisk. Below is a summary of the …
Best Practices for Adopting and Adapting to AI: Mitigating Riskin Light of Increasing ...
Law.com Public companies have now started to includeAI-specificriskdisclosures in their routine SEC filings, and many have issued other public …
Matters To Consider for the 2025 Annual Meeting and Reporting Season: Disclosure Developments
The Harvard Law School Forum on Corporate Governance Assess Trends in Cybersecurity Disclosures The Securities and Exchange Commission (SEC) adopted fnal rules in 2023 intended to enhance and …
CybersecurityRegulation & PolicyGovernance & Risk ManagementEducation
2025 SEC Corporate Governance Update - Kutak Rock
...artificial intelligence riskfactors should be considered and revised as new risks arise. ... Artificial Intelligence Disclosure and “AI Washing” …
Preparing your 2024 Form 20-F - The Harvard Law School Forum on Corporate Governance
The SEC has been increasingly focused on disclosure aroundartificial intelligence(AI) ...risksand the impact of AI on the company's business and …
SEC Comment Letter Trend:AI-Related Disclosures
Orrick, Herrington & Sutcliffe LLPInclude an appropriateriskfactor addressing the materialrisksto your business, operations, and financial condition in connection with the use and …
SEC Comment Letter Trend:AI-Related Disclosures
Orrick, Herrington & Sutcliffe LLP1. Consider Materiality · 2. Have a Reasonable Basis; Avoid Misleading Claims andAIWashing · 3. Ensure Specificity and Balance in Business and Risk …
Investigations | Services - Baker Botts
...risks. We even have a crisis hotline and ... 30 October 2024 Client Updates SEC Continues Focus on AI and Cyber-Risk Related Enforcement Cases …
Inside the SEC's AI approach: Spottingrisks, building on machine-learning past | Fed Scoop
The agency's chief AI and chief information officer pulls back the curtain on how the securities regulator is embracing the technology …
With Time Running Out, SEC Quickly Seeks to Consider Approving PCAOB's Audit Firm ...
Thomson Reuters tax With the clock ticking with administration change next year, observers are closely watching when or if the Securities and Exchange Commission …
Retrenchment or reform? The SEC and ESG proposals under Trump - Responsible Investor
Rendering of a computer chip with 'AI' written on top. Glass Lewis backs investor push on AI risksat Microsoft · illustration of red and white …
SEC Trends - November 2024 - New Technology - Mondaq
...risks. 5. Pay-to-Play Regulations: Election Season Compliance ... EvolvingAIGovernance,AICouncils And Risk Frameworks. United States …
SEC Will Prioritize AI, Cybersecurity, and Crypto in its 2025 Examination Priorities
JD Supra Three noteworthyriskareas that are relevant to most capital markets participants include: (1) emerging financial technologies based onartificial …
SEC Will Prioritize AI, Cybersecurity, and Crypto in its 2025 Examination Priorities
White & Case LLPOn October 21, 2024, the US Securities and Exchange Commission ("SEC") Division of Examinations ("Examination Division") announced its 2025 …